Ms. McEnaney serves as the President assisting investment advisors (SEC and State Registered) and broker/dealers with the various compliance responsibilities arising from federal and state securities laws and the rules of various SROs.  Ms. McEnaney brings over 20 years of industry compliance and operations experience.  Ms. McEnaney has functioned in various roles at broker/dealers and investment advisors and prior to founding Cerulean, Ms. McEnaney served as a compliance officer for both institutional and retail investment advisors, retail and institutional broker/dealers, investment banking broker/dealers and finally, at an ATS/National Exchange. 

 

Ms. McEnaney received a Bachelor’s Degree from American University in Washington, DC and is also a Certified Anti-Money Laundering Specialist.